Resources
Information Sheets
As part of our committment to making regulation work best, for everyone, JS Regulatory Services has prepared a series of information sheets that are free to access, download and distribute. More information sheets will be added to this section as new information and issues emerge.
What is regulation?
The typical misconception is that regulation are just rules that must be obeyed. This, however, is a very narrow view of what regulation actually is, as it interacts with both politics and individuals,
Why do we need regulation?
It's definitely is not to create a "nanny state" that drowns business in red tape. This is where there is a clear distinction between good and bad regulation.
What is "credible regulation"?
Much more that a management "buzz phrase", credible regulation is a realistic and achievable goal for regulatory agencies with commitment and work.
Common regulatory issues
No regulation is perfect. It takes constant work to ensure regulatory goals are achieved. There are some issues though that can deal a fatal blow to regulatory efforts.
The unique position of Local Government
Local Government can have dual roles, being both regulator and regulated by other agencies. Each of these roles can effect the other and compromise achieving goals.
The Dos & Don'ts of dealing with inspections
There are a few simple tips to make your dealings with regulators during inspections in an amicable and professional way while ensuring that your business interests are protected.
Voluntary interviews - recent developments
A must read for any investigation or compliance officer. A recent Court case has highlighted how conservatively an individual's Common Law rights will be interpreted with respect to voluntary interviews.
COVID-19 - a compliance perspective
The "trinity of compliance" applies equally to changing behaviour in global pandemics as it does for small compliance projects. Read about what this trinity is an how it can be used to inform your thinking.
What should I expect from my regulator?
A must read for anyone that deals with a regulator or regulators in their business. You may have thoughts and opinions about your regulator(s), but what are the minimum standards you should expect?
Help! I'm being investigated!
It's the last thing anyone wants: to be investigated for an alleged contravention of their operating requirements. It's a stressful and sometimes lengthy process that can have serious implications to the future of your business. Here are some tips to survive an investigation by your regulator.
Brand and compliance
Having your operations fall into non-compliance can do a lot more damage than financial penalties alone. The reputational damage incurred can harm the trust of your customers, hinders sales, and in the worst case, spell the end of your business. Learn how this can be the case, with a true cautionary tale.
Are your officers properly commissioned?
Can the officers that work for your agency lawfully exercise the functions and powers from your enabling legislation? Have your officers been directly authorised or delegated (or both) to use these functions and powers? The implications for failing to complete this governance task correctly are significant.
"Zombie" conditions
Do you know that there may be "zombie" conditions in your operating licence and/or approval? This information sheet outlines what "zombie" conditions are, the risks they pose, and how to manage them.
Fit and proper person
You may have to pass a fit an proper person to receive that registration, permit, licence...or even a library card. What is it exactly? How do regulators use this test? What implications does a recent judgement have?